AI-Driven
Compliance
Software

Solving High-Risk & Manual Workflow Challenges for Regulated Firms
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Our Solutions

Buckler offers a unified, AI-driven compliance platform that transforms how firms handle regulatory requirements across financial oversight, cybersecurity, investment due diligence, and vendor risk management.
SRA
Securities Research & Analysis
  • Market & Securities Data
  • Research & Analytics
  • Comparison & Peer Groups
  • AI-Powered Insights
SRA
IDD
Investment Due Diligence
  • Monitoring
  • Due Diligence
  • Research
  • Supervision
IDD
CPM
Cyber Program Management
  • Governance & Risk Management
  • Information Security Policy
  • Security Incident Response Plan
  • Business Continuity Plan
CPM
Open VRM
Vendor Risk Management
  • Free for Vendors
  • Free for Clients
  • 1200 Vendors Listed
  • 150 Participating Vendors
VRM
Buckler solutions are powered by Buckler's Proprietary AI Engine
AI Engine
Joel Bruckenstein T3 Technology Tools for Today Headshot
T3 2023 Emerging Tech Award goes to Buckler
"Everybody needs Buckler CPM"
Joel Bruckenstein
CEO, T3 Technology Tools for Today
Testimonial logo

Don’t just take our word for it

What our customers say about getting compliant—faster.
"This is a huge weight off my shoulders. I’m lucky I found your company."
Brian C. Lock
CFP
"Buckler serves as a guide to comply and our foundation for actions, and makes it easy for us and our clients."
Jester Cruz
CISO
"Buckler allows me to save precious hours every week."
Jeff Reed
CISO
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Buckler IDD is perceived by client as the only currently available solution for book of business due diligence  
"Our advisors have their own processes, and we know this is not sustainable"."
Senior Executive
Bank-Owned Wealth Management Firm
Industry Recognition

Buckler Listed in Leading Industry Directories

Buckler is proud to be recognized in several reputable industry directories, reinforcing our commitment to excellence and innovation in the field. These listings help showcase our expertise and connect us with key industry players.
Kitces Financial Advisor Technology Map

June 2025 Kitces Financial Advisor Technology Map

A continuously-referenced Technology Map that the Kitces group produces in collaboration with Craig Iskowitz of Ezra Group
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2025 T3/Inside Information Advisor Software Survey

A legendary Survey from Bob Veres and Joel Bruckenstein. The advisor community helps answer the most basic and important questions about the ever-evolving fintech marketplace.
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Finlocity

Finlocity is the premier financial services community, bringing together RIAs, Broker/Dealer Executives, Multi-Family Offices, Bank & Trust Officers, Asset Managers, and FinTech Executives.
Cybersecurity Program Management

Buckler CPM Case Studies

See how other firms, enterprises and agencies utilize Buckler CPM for Cyber Compliance, Vendor Due Diligence and extended Services to fill roles, gaps, or to validate maturity.

RIA Case Study

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Portland Private Wealth Management

Elevating Cybersecurity Compliance for a Growing RIA
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Broker Dealer Case Study

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Siebert Financial

Siebert’s Cybersecurity Program Transformation Using Buckler
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